Rick Li

Executive VP
Chief Financial Officer

Rick Li joined GF Securities (Canada) in March 2017. His current position is the Executive Vice President who will oversee business development. He is also a senior investment advisor who manages assets for high net worth clients. He holds CIM designation and is licensed to trade equities, fixed income products and options.

Rick has been in the investment industry since 2000. He has over 12 years’ experience as the Chief Financial Officer at an IIROC investment dealer based in Toronto. He was also its Chief Compliance Officer from 2014 to 2015. In addition, he has experience as the Chief Financial Officer for a Portfolio Management firm registered with Ontario Securities Commission. He has over 10 years’ experience as a director and partner.

Rick received his MBA degree from University of Maryland in 1999.

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